The Basic Principles

The foundation of an agency

Posted by Karolyn Delvaux on November 7, 2018

As They Live and Breathe

Policy and Procedures (P&Ps) are the foundation of an agency. They can be equated to the Constitution- a figurative living and breathing document. As laws are amended and created, court decisions are made, issues arise, and society changes, our P&Ps need to mirror these changes as well. With the personnel crisis that most of Communication Centers across the country are facing, updating and amending P&Ps have understandably fallen by the wayside with priority going to recruiting and training. However, it is important that time is taken, or budget monies are set aside to conquer this task.

When I first started with my agency, we were fortunate enough at the time to have “in-service” training for an hour every week. It was a valuable time to not only push out training but also have team building exercises and perform administrative tasks. One of the administrative tasks we did was to physically pull out our ridiculously large, heavy book of P&Ps and remove the old policies and replace them with the updated policies, then review the changes. Looking back, although it seemed tedious at the time it was extremely beneficial. There were zero excuses why the new policy was not followed and the potential claim of “I wasn’t aware of that” was negated. Although most agencies have moved out of the dark ages and moved to an online format for P&Ps, reviewing them is important.

Why Should P&Ps Be Reviewed?

The most conspicuous reason to ensure that P&Ps are current is for liability reasons. If your agency were to end up in court, one of the first things that an attorney will attack not necessarily of the policy itself, but its validity. The date that a policy was last reviewed and revised goes to the validity and credibility of the policy. For example, the agency may have a new chief and updated their chain-of-command policy, but the division’s policies still have the chief listed from two administrations ago. Another prominent reason is to ensure that the division’s policies are in line with the agency’s policies.  As laws and standards change, an agency’s P&Ps need to mirror that change. For example, the American Heart Association changed their CPR protocol in 2018 from the traditional ABC (Airway, Breathing, Compressions) sequence in 2010 to the CAB (Compressions, Airway, Breathing) sequence. Agencies who AHA certified should have changed their P&Ps to mirror this new sequence.

In a recent conversation with a manager of a small communications center, she told me that the agency’s lawyer said that it wasn’t necessarily a bad thing not to have P&Ps because it could be beneficial as well. I was initially confused by the statement. Then after the explanation and a brief contemplation on my part, I could see the lawyer’s point in that the agency cannot be held liable for a standard if there are none in place. However, the agency can be held liable on the principle of strict liability or negligence. Strict liability torts stem from acts that depart from a reasonable standard of care and cause an injury. Negligence torts stem from the inaction that a PST has the directed or moral to do. In other words, an agency can be held liable for actions or inactions that your employee took that is “common” protocol for the industry. The burden would then fall on the agency to prove that they had trained the person properly, had a method for the employee to refer to proper protocol, had a method of monitoring behavior performance, etc., in order not to be held liable. However, simply be having current and accurate P&Ps can insulate the agency from liability. The question is to either invest time and/or money into creating P&Ps up front or take a gamble on when (not if) there will be a civil lawsuit and how much will be paid out.    

The Telephone Game

Remember the telephone game? By the time the original message got down to the end of the line, the whole messaged changed. This is the same for an agency that is relying on seasoned employees to train new employees without P&Ps. Although it would be impossible for P&Ps or a Call Handling Guide to cover every possible scenario otherwise it would be a mile long and would have to be updated daily, however, P&Ps provide a baseline for conduct. With P&Ps, an agency can move away from “that’s the way we’ve always done it” to “this is the way we do it.” With a clear written standard of conduct and performance training is simplified, and comprehensive, and streamlined. Everyone gets the same information and not a trainer’s personal preference or their own rules. Lack of knowledge is nullified. Additionally, everyone is discipline uniformly and the claim of biasedness is quashed in comparison with no P&Ps. There is a standard of conduct for employees to follow and it is clear what is expected of them.  

Although the task of either creating or reviewing P&Ps can be overwhelming, it is abundantly clear that the benefits outweigh the negatives.